Totten Prep
A CFA® Level I exam prep podcast. Season 1 is a walkthrough of the CFA Institute Code of Ethics and the Standards of Professional Conduct, one Standard per episode, worked through fully fictional scenarios.
Practice CFA® Level I Ethics.
Start with a free 90 question practice exam, no account needed.
Take the free practice examSeason 1: Ethics, episode by episode
- Ep 1 Episode 1: Introduction to the Code and StandardsFramework of the Code and the seven Standards
- Ep 2 Standard I: ProfessionalismKnowledge of the Law, Independence and Objectivity, Misrepresentation, Misconduct
- Ep 3 Standard II: Integrity of Capital MarketsMaterial Nonpublic Information, Market Manipulation
- Ep 4 Standard III: Loyalty and Fair DealingDuties to Clients, Part 1
- Ep 5 Standard III: Suitability, Performance, and ConfidentialityDuties to Clients, Part 2
- Ep 6 Standard IV: Duties to EmployersLoyalty, Additional Compensation, Supervisors
Totten Prep is independent educational content for exam preparation only. It is not investment advice, and nothing in it guarantees any exam result or score. CFA® and Chartered Financial Analyst® are registered trademarks owned by CFA Institute. Totten Prep is not affiliated with, endorsed by, or sponsored by CFA Institute, and CFA Institute does not endorse, promote, or warrant the accuracy or quality of Totten Prep products or services.